People v. Kisoon, 8 N.Y.3d 129 (2007)
A trial court commits a mode of proceedings error when it fails to disclose the specific content of a jury note to counsel before responding, depriving counsel of the opportunity to participate meaningfully in formulating a response.
Summary
These cases address whether trial courts erred by not disclosing jury notes verbatim to counsel. In People v. Kisoon, the trial court summarized a jury note indicating a deadlock but failed to disclose the specific vote count. In People v. Martin, the court failed to disclose the jury’s request for definitions of the charges. The New York Court of Appeals held that failure to disclose jury notes verbatim is a mode of proceedings error. This deprives counsel of the opportunity to analyze the jury’s deliberations and suggest appropriate responses. The Court emphasized the importance of following the procedure outlined in People v. O’Rama to ensure fair trials.
Facts
People v. Kisoon: Defendant was arrested for selling cocaine to an undercover officer. During deliberations, the jury sent a note indicating they were deadlocked at 10-2 on all counts. The court informed the parties that the jury felt further deliberation was hopeless but did not reveal the vote count. The court instructed the jury to continue deliberating, and the jury ultimately convicted the defendant.
People v. Martin: Defendant was convicted of murder. During deliberations, the jury sent a note requesting definitions of the charges, but the trial court failed to read or respond to this note. The jury sent subsequent notes, which the court addressed without first consulting counsel.
Procedural History
People v. Kisoon: The Appellate Division reversed the defendant’s conviction, finding that the trial court’s failure to disclose the jury vote was a critical error. The People appealed to the New York Court of Appeals.
People v. Martin: The Appellate Division initially affirmed the defendant’s conviction but later reversed it on a writ of error coram nobis, concluding that the trial court committed a mode of proceedings error. The People appealed to the New York Court of Appeals.
Issue(s)
1. Whether a trial court commits a mode of proceedings error when it fails to disclose the specific content of jury notes to counsel before responding?
2. In People v. Martin, whether the trial court’s subsequent instructions to the jury cured the error of failing to disclose the initial jury note requesting definitions of the charges?
Holding
1. Yes, because failure to disclose jury notes verbatim deprives counsel of the opportunity to analyze the jury’s deliberations and frame intelligent suggestions for the court’s response.
2. No, because it cannot be said with requisite certainty that the jury request for definitions was cured by the court’s later responses.
Court’s Reasoning
The Court of Appeals relied on CPL 310.30, which mandates that the court provide notice to both the prosecution and defense counsel regarding any jury request for further instruction or information. The Court emphasized the importance of adhering to the procedure outlined in People v. O’Rama, which requires the trial court to mark substantive jury communications as court exhibits, read them into the record in the presence of counsel, and afford counsel a full opportunity to suggest appropriate responses. The court quoted People v. O’Rama, stating that the trial court should ordinarily apprise counsel of the substance of the responsive instruction it intends to give so that counsel can seek whatever modifications are deemed appropriate before the jury is exposed to the potentially harmful information.
In Kisoon, the failure to read the note verbatim deprived counsel of the opportunity to accurately analyze the jury’s deliberations and frame intelligent suggestions for the court’s response, such as an Allen charge. The court held that, as in O’Rama, the court’s failure to notify counsel of the note’s contents, which resulted in a denial of the right to participate in the charging decision, was inherently prejudicial.
In Martin, the Court found that the initial failure to disclose the jury’s note requesting definitions of the charges was not cured by subsequent instructions, especially since the court could not be certain that the jury’s request for “definitions” was adequately addressed later. The Court reiterated the importance of following the procedures outlined in O’Rama to ensure fair trials.