People v. Colon, 76 N.Y.2d 903 (1990): Right to Counsel at Execution of Sentence After Sentencing In Absentia

People v. Colon, 76 N.Y.2d 903 (1990)

When a defendant is sentenced in absentia while represented by counsel, the subsequent execution of the sentence is not a critical stage of the criminal proceeding, and the defendant is not entitled to counsel at that time.

Summary

The New York Court of Appeals held that a defendant sentenced in absentia while represented by counsel is not entitled to counsel at the subsequent execution of that sentence. Colon pleaded guilty to attempted burglary and was warned that failure to appear for sentencing could result in a harsher prison sentence imposed in his absence. After failing to appear twice, he was sentenced in absentia. Several months later, Colon was arrested and the sentence was summarily executed without his counsel present, and without providing him an opportunity to explain his absence. The court reasoned that the critical stage of sentencing concluded when the sentence was imposed in absentia, thus negating any right to counsel at the later execution of that sentence.

Facts

The defendant, Colon, pleaded guilty to attempted burglary in the second degree. This plea satisfied an indictment charging him with second-degree burglary and criminal mischief. At the plea allocution, while represented by counsel, Colon was promised a conditional probationary sentence. He was explicitly warned that if he failed to appear for sentencing, he could be sentenced in absentia to a prison term of 2 1/2 to 7 years. Colon failed to appear for the scheduled sentencing, which was then adjourned. He again failed to appear at the rescheduled sentencing. The sentencing court, after a hearing, determined that Colon’s absence was voluntary and sentenced him to 2 to 6 years in prison.

Procedural History

Several months after being sentenced in absentia, Colon was arrested on a bench warrant and returned to court. The sentence was summarily executed. Colon’s counsel was not present during the execution of the sentence. Colon was not given an opportunity to explain his absence at the original sentencing hearing, nor did he request one. The Appellate Division affirmed the lower court’s decision. Colon then appealed to the New York Court of Appeals.

Issue(s)

Whether a defendant who was sentenced in absentia while represented by counsel is entitled to counsel at the subsequent execution of that sentence.

Holding

No, because where a defendant is sentenced in absentia while represented by counsel, the critical stage of the sentencing process terminates upon the imposition of sentence, and the subsequent execution of the sentence is not a critical stage entitling the defendant to counsel.

Court’s Reasoning

The Court of Appeals acknowledged that sentencing is a critical stage of a criminal proceeding that implicates the right to counsel, citing Mempa v. Rhay, 389 U.S. 128 and People v. Perry, 36 N.Y.2d 114. However, the court distinguished the present case by emphasizing that Colon was sentenced in absentia while represented by counsel. According to the court, this fact was crucial, since “the critical stage of the sentencing process and, hence, the criminal proceeding itself for all nisi prius court purposes, terminates upon the imposition of sentence.” The court explicitly stated that “[s]ubsequent execution of the sentence is not a critical stage of the defendant’s criminal proceeding.” The court cited People v. Scott, 158 A.D.2d 725, 726, and People v. Villegas, 146 A.D.2d 228, 232, in support of this proposition. The court reasoned that because the critical stage had already passed, Colon was not entitled to counsel at the execution of his sentence. The court also stated that Colon’s remaining argument was not properly preserved for appellate review, thus declining to address it.