People v. Marin, 51 N.Y.2d 750 (1980): Criminal Contempt for Evasive Grand Jury Testimony

People v. Marin, 51 N.Y.2d 750 (1980)

A witness commits criminal contempt when, during grand jury testimony, they offer general denials followed by professions of an inability to recall events which would have left an impression, amounting to an evasive refusal to answer.

Summary

Marin, Superintendent of a State Department of Correctional Services facility, was convicted of criminal contempt for evasive testimony before a grand jury investigating the misuse of state employees. The grand jury questioned Marin about allegations that he used state employees to repair his roof during work hours, using state materials. Although Marin gave some seemingly direct answers, his testimony, taken as a whole, was evasive and demonstrated an inability to recall significant events. The New York Court of Appeals held that Marin’s testimony amounted to a refusal to answer, thus upholding the contempt conviction.

Facts

The Queens County Grand Jury investigated misconduct allegations against employees of the New York State Department of Correctional Services’ Centralized Services Facility. Marin, the Superintendent, testified under a waiver of immunity regarding claims he used state employees to repair his home roof during work hours in 1977, with state materials. Marin initially stated he had not seen any men on his roof during the work week. However, his subsequent testimony revealed uncertainty and a professed inability to recall specific events, despite acknowledging the significance of the allegations.

Procedural History

Marin was charged with contempt, perjury, rewarding official misconduct, and conspiracy. Following a jury trial, he was convicted of two counts of contempt and acquitted of perjury. He pleaded guilty to rewarding official misconduct. The Appellate Division reversed the contempt convictions and vacated the plea. The People appealed, conceding insufficient evidence for the second contempt count but seeking reinstatement of the first.

Issue(s)

Whether Marin’s grand jury testimony, characterized by general denials and professed inability to recall significant events, constituted a refusal to answer legal and proper interrogatories, thereby supporting a conviction for criminal contempt in the first degree.

Holding

Yes, because Marin’s testimony, when viewed in its totality, was evasive and demonstrated a calculated inability to recall events that he would have remembered, which is equivalent to a refusal to answer.

Court’s Reasoning

The Court of Appeals distinguished between explicit, credible testimony and evasive responses. While a straightforward denial might not constitute contempt, “the false and evasive profession of an inability to recall events or details which were significant and therefore memorable is punishable as criminal contempt.” The court emphasized that Marin’s initial denial was undermined by his subsequent hedging and professed lack of memory. The court highlighted Marin’s concern about the legality of using state workers and his testimony that he would have remembered them working on his house during work hours. The court noted: “[A] general denial followed by professions of an inability to recall particular events which would have left an impression on the defendant had they occurred is the equivalent of a failure to answer.” The court found Marin’s testimony was “equivocal, couched as they were in terms of his inability to remember the events and details which were the subject of the Grand Jury’s questions.” Because Marin’s testimony was evasive and demonstrated an unwillingness to provide clear answers about memorable events, the court found sufficient evidence to support the criminal contempt conviction.