People v. Torres, 45 N.Y.2d 751 (1978)
A guilty plea induced by an unfulfilled promise by the court, as part of a plea agreement, must either be vacated or the promise honored.
Summary
George Torres, a 16-year-old, pleaded guilty to robbery in the third degree based on a promise from the court that he could withdraw his plea if the court refused to adjudicate him a youthful offender. At sentencing, the court denied youthful offender status and imposed a prison sentence without allowing Torres to withdraw his plea. The New York Court of Appeals held that the court’s failure to honor its promise rendered the plea involuntary, requiring either specific performance of the promise (allowing withdrawal of the plea) or vacatur of the plea. The case was remitted for resentencing, giving the sentencing court the option to reconsider youthful offender status or allow Torres to withdraw his plea.
Facts
George Torres, a 16-year-old, was indicted for robbery, assault, and petit larceny. He pleaded guilty to a reduced charge of robbery in the third degree. This plea was based on an agreement that he would receive youthful offender treatment. The presiding judge stated that they could not promise youthful offender status before reviewing the presentencing report. The judge further promised that if Torres was not adjudicated a youthful offender, he would be allowed to withdraw his plea.
Procedural History
The Supreme Court convicted Torres based on his guilty plea. Torres appealed the conviction. The Appellate Division affirmed the Supreme Court’s judgment. Torres then appealed to the New York Court of Appeals.
Issue(s)
Whether the sentencing court was required to fulfill its promise to the defendant, made when his plea was accepted, that he would be allowed to withdraw that plea if the court refused to adjudicate him a youthful offender.
Holding
Yes, because “a guilty plea induced by an unfulfilled promise either must be vacated or the promise honored.”
Court’s Reasoning
The Court of Appeals emphasized the fundamental principle that a guilty plea induced by an unfulfilled promise must either be vacated or the promise honored, citing People v. Selikoff and Santobello v. New York. The court reasoned that the promise to allow Torres to withdraw his plea if not adjudicated a youthful offender was an essential inducement for his guilty plea. The court found that the failure to fulfill this promise, even due to oversight, violated Torres’ right to fair treatment. The Court noted that while the original plea was voluntary, the subsequent failure to honor the promise rendered it involuntary ab initio. The court stated, “While the guilty plea of this 16-year-old defendant was originally voluntary, it was in a sense rendered involuntary ab initio by the subsequent failure of the court to fulfill the promise to allow him to withdraw that plea should the court refuse or fail to adjudicate him a youthful offender.” Instead of simply vacating the plea, the court remitted the matter to the Supreme Court for resentencing. This allows the sentencing judge to reconsider the decision to deny youthful offender treatment. If the judge adheres to the original decision, Torres must be allowed to withdraw his guilty plea. The court’s decision aims to ensure fairness and uphold the integrity of the plea bargaining process.