Matter of Monroe County Legal Assistance Corp., 39 N.Y.2d 543 (1976)
A legal services corporation, once approved by the Appellate Division in the department where its principal office is located, does not need additional approval from other Appellate Divisions to operate branch offices elsewhere in New York State, though attorneys remain subject to the disciplinary authority of the jurisdiction in which they practice.
Summary
Monroe County Legal Assistance Corporation, initially approved to operate in the Fourth Department, sought to extend services into Sullivan County (Third Department). After prior attempts by other organizations failed, Monroe County opened an office, prompting the Third Department to assert its approval was needed. The Court of Appeals held that only the approval of the Appellate Division where the principal office is located (here, the Fourth Department) is required for statewide operation. While other Appellate Divisions retain supervisory authority over attorneys practicing within their jurisdictions, additional approvals for branch offices are not mandated by Judiciary Law § 495.
Facts
The Monroe County Legal Assistance Corporation, based in Rochester (Fourth Department), received approval to provide legal aid. It expanded into Corning and sought to extend operations into Sullivan County (Third Department) due to the withdrawal of federal funding from the Sullivan County Legal Services Corporation. The corporation amended its certificate to operate statewide, approved by a Justice of the Supreme Court of the Seventh Judicial District and a Justice of the Appellate Division, Fourth Department. The corporation then opened an office in Sullivan County under the name of Mid-Hudson Valley Legal Services Project. Federal funding was received to provide services in Sullivan, Orange and Dutchess Counties.
Procedural History
The Appellate Division, Third Department, initially asserted its approval was required in an unrelated proceeding (Matter of Ostrander v. Wyman). Temporary approvals were granted and extended until December 31, 1974. Further extensions were denied because the Legal Aid Society of Sullivan County, Inc., had become operational. The Third Department ruled the Legal Aid Society could handle the workload and applied the rule from Matter of Westchester Legal Servs., requiring supervision by the local bar. The Court of Appeals then reviewed the Third Department’s denial of further extensions. The Court of Appeals reversed the order of the Appellate Division.
Issue(s)
Whether the approval of the Appellate Division, Third Department, was required before the Monroe County Legal Assistance Corporation, through its subsidiary, the Mid-Hudson Project, could render legal assistance to indigents in Sullivan County.
Holding
No, because Judiciary Law § 495(5) requires only the approval of the Appellate Division in the department where the corporation’s principal office is located for statewide operation.
Court’s Reasoning
The Court of Appeals focused on the plain language of Judiciary Law § 495(5), which requires a legal services corporation to obtain approval from the Appellate Division in the department where its principal office is located. The Court emphasized that nothing in the law requires additional approvals from other Appellate Divisions for opening branch offices elsewhere in the state. The court noted that, “[n]othing in the Judiciary Law requires any further approvals or consents… The statute does not restrict a legal services organization, once having obtained the approval of one Appellate Division to operate State-wide, from opening a branch office anywhere in the state.” The Court stated that while it was not implying that other Appellate Divisions have no supervisory role with respect to lawyers employed or retained by organizations approved by another Department that operate within their jurisdictions, attorneys are subject to the disciplinary authority of the Appellate Division for the Department in which they are practicing, akin to the rules regulating the admission to the Bar of individual attorneys. The Court held that once approval is obtained from the appropriate Appellate Division, no further consents are necessary for statewide operation. To require additional approvals, the Court reasoned, would require legislative action and not judicial interpretation: “If such a prohibition would be wise or expedient, it is for the Legislature, not for the Judiciary, to add it.”