People v. Foster, 19 N.Y.2d 150 (1967): Validity of Guilty Plea to a Hypothetical Crime

People v. Foster, 19 N.Y.2d 150 (1967)

A defendant may validly plead guilty to a lesser crime, even if that crime is technically or logically inconsistent with the facts, as part of a plea bargain for their benefit.

Summary

Foster was charged with first-degree manslaughter. He later pleaded guilty to attempted second-degree manslaughter. On appeal, Foster argued that because manslaughter requires no intent to kill, and attempt requires intent, a plea to attempted manslaughter is a legal impossibility, thus invalidating his conviction. The New York Court of Appeals affirmed the conviction, holding that a defendant can knowingly and voluntarily plead guilty to a lesser included offense, even if logically inconsistent, as part of a plea bargain that benefits the defendant and avoids the risk of a conviction on a more serious charge. This is permissible as long as the plea is made knowingly and voluntarily.

Facts

The defendant, Foster, was indicted for manslaughter in the first degree for killing one Thomas Hicks. He initially pleaded not guilty. The defendant then withdrew his not-guilty plea and pleaded guilty to the reduced charge of attempted manslaughter in the second degree. The defendant subsequently appealed the conviction based on the guilty plea, claiming the plea was invalid.

Procedural History

The defendant was charged with first-degree manslaughter. He pleaded guilty to the lesser charge of attempted second-degree manslaughter. The New York Court of Appeals heard the appeal after the lower courts presumably upheld the guilty plea.

Issue(s)

Whether a defendant’s plea of guilty to a lesser crime of attempted manslaughter in the second degree is invalid when the crime of manslaughter does not require intent, while the crime of attempt does require intent.

Holding

No, because a defendant can knowingly accept a plea to attempted manslaughter as part of a bargain that benefits them, even if the crime is technically inconsistent. The court reasoned that such a plea avoids the risk of a conviction on a more serious charge and reduces the potential sentence.

Court’s Reasoning

The Court of Appeals acknowledged the logical inconsistency between the crime of manslaughter, which requires no intent, and the crime of attempt, which requires intent. However, the court emphasized the practical realities of plea bargaining, stating, “The practice of accepting pleas to lesser crimes is generally intended as a compromise in situations where conviction is uncertain of the crime charged. The judgment entered on the plea in such situation may be based upon no objective state of facts. It is often a hypothetical crime”. The court reasoned that the defendant knowingly and voluntarily accepted the plea to reduce his potential sentence and avoid the risk of being convicted of the more serious charge of manslaughter in the first degree. The court also cited People v. Griffin, noting that a guilty plea “may relate to a hypothetical situation without objective basis”. The court distinguished this case from People v. Brown, where a jury verdict for attempted manslaughter was overturned due to the logical inconsistency. In Foster, the plea was a compromise and a benefit to the defendant, distinguishing it from a jury’s finding of guilt on a logically impossible crime. The court emphasized that a defendant “ought not to be allowed to take the benefit of the favorable charge and complain about it on appeal.” The court found no violation of the defendant’s due process rights since the plea was part of a beneficial bargain initiated by the defendant.