People v. Thomas, 53 N.Y.2d 913 (1981): Preserving Objections to Jury Instructions for Appeal

People v. Thomas, 53 N.Y.2d 913 (1981)

To preserve an objection to a jury instruction for appellate review, counsel must distinctly state the matter objected to and the grounds for the objection at the time the instruction is given.

Summary

The defendant appealed his conviction for criminal possession of a weapon, arguing that the trial court’s instruction to the jury on the presumption of intent was erroneous. The Court of Appeals affirmed the conviction, holding that the defendant failed to properly preserve the issue for review because he did not object to the instruction when it was initially given. His later comments during a colloquy with the court were based on an inaccurate assumption, and he never explicitly raised the error he now asserted on appeal.

Facts

The defendant was convicted of criminal possession of a weapon in the second degree. During jury instructions, the trial court stated, “it is a fundamental rule of evidence that a person is presumed to intend the natural consequences of his acts.” The defendant did not object to this instruction at the time it was given.

During deliberations, the jury requested further instructions, including definitions of “reasonable doubt” and “intent.” The court repeated the challenged instruction on presumed intent. This time, defense counsel engaged in a colloquy, assuming the court had already charged that the presumption could be overcome by evidence to the contrary. Counsel then requested a charge that the presumption had been overcome in this case, which the trial court denied.

Procedural History

The defendant was convicted at trial. He appealed the conviction, arguing the jury instruction on intent was erroneous. The Appellate Division affirmed. The case then went to the New York Court of Appeals.

Issue(s)

Whether the defendant preserved his objection to the jury instruction on the presumption of intent for appellate review, given that he did not object when the instruction was initially given and his later comments were based on an inaccurate assumption about prior instructions.

Holding

No, because the defendant failed to register a protest to the asserted error at any time. Defense counsel advanced the inaccurate assumption that instructions concerning overcoming the presumption had already been included. Rather than invite the court’s attention to the omission, defense counsel, in effect, assured the court that there had been no such omission.

Court’s Reasoning

The Court of Appeals emphasized that to preserve an issue for appellate review, a party must make a timely and specific objection. The court noted that the defendant did not object to the instruction when it was initially given. When the instruction was repeated, defense counsel’s comments were based on the inaccurate assumption that the jury had already been instructed on how to overcome the presumption. The court stated that “No protest, however, was registered to this asserted error at any time. It was defense counsel who advanced the inaccurate assumption that instructions with reference to overcoming the presumption had been included. He premised his request to charge on that assumption, and the trial court denied the request on the same hypothesis. Instead of inviting the court’s attention to the omission to charge with respect to overcoming the presumption, defense counsel in effect assured the court that there had been no such omission.” Because the defendant did not clearly object to the lack of instruction on overcoming the presumption, the issue was not preserved for review.